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securities investor

См. также в других словарях:

  • Securities Investor Protection Corporation — n. An organization established by federal statute to help brokers and dealers in corporate securities who find themselves in financial difficulties. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney… …   Law dictionary

  • Securities Investor Protection Corporation — The Securities Investor Protection Corporation (SIPC) is a federally mandated non profit corporation in the United States that protects securities investors from harm if a broker/dealer defaults. Investors are not insured for any potential loss… …   Wikipedia

  • Securities Investor Protection Act — The Securities Investor Protection Act of 1970 codified at usc|15|78aaa through usc|15|78lll, established the Securities Investor Protection Corporation (SIPC). Most brokers and dealers registered under the Securities and Exchange Act of 1934 are …   Wikipedia

  • Securities Investor Protection Act — Federal law which established Securities Investor Protection Corp., which, though not an agency of the U.S. Government, is designed to protect investors and help brokers and dealers in financial trouble. 15 U.S.C.A. No.No. 78aaa et seq …   Black's law dictionary

  • Securities Investor Protection Corporation - SIPC — A nonprofit corporation created by an act of Congress to protect the clients of brokerage firms that are forced into bankruptcy. Members to the SIPC include all brokers and dealers registered under the Securities Exchange Act of 1934, all members …   Investment dictionary

  • Securities Investor Protection Corporation — ( SIPC) A nonprofit corporation that insures customers securities and cash held by member brokerage firms against the failure of those firms. Bloomberg Financial Dictionary …   Financial and business terms

  • Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

  • Securities Act of 1933 — Die Börsen und Aktiengesetze der Vereinigten Staaten sind die Gesetze, die die Einrichtung und den Umgang mit Börsen, Aktiengesellschaften, Aktien und sonstigen börsennotierten Finanzprodukten in den Vereinigten Staaten regeln. Inhaltsverzeichnis …   Deutsch Wikipedia

  • Investor education — is a term used to describe programs and information to help individuals make informed investment decisions. Much of this information is designed to help investors better understand:# personal investment goals and risk tolerance # investment risk… …   Wikipedia

  • Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …   Wikipedia

  • Investor relations — (IR) is a strategic management responsibility that integrates finance, communication, marketing and securities law compliance to enable the most effective two way communication between a company, the financial community, and other constituencies …   Wikipedia

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